Unclaimed
Scott Harris Kreger is an investment advisor representative associated with RBC Capital Markets, LLC and has been in the industry since January 2, 1990. Scott has experience working with a variety of clients including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and insurance companies. Scott is registered in 30 states and the District of Columbia. Scott has a strong background in both investment advisory and brokerage services, and has successfully obtained multiple professional certifications, including Series 7, 31, 63, and 65. Scott was previously associated with Ferris, Baker Watts, LLC, Halpert and Company, Inc., Charles Schwab & Co., Inc., Liberty Securities Corporation, PAMCO Securities and Insurance Services, Marketing One Securities, Inc., Legg Mason Wood Walker, Incorporated, and Johnston, Lemon & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
03/13/2009 - Present
RBC Capital Markets, LLC (ROCKVILLE MD)
MD
03/30/1994 - 03/13/2009
FERRIS, BAKER WATTS, LLC (ROCKVILLE MD)
NJ
08/25/1992 - 03/18/1994
HALPERT AND COMPANY, INC. (MILLBURN NJ)
TX
12/20/1991 - 04/16/1992
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
08/01/1991 - 12/23/1991
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
05/17/1991 - 08/01/1991
PAMCO SECURITIES AND INSURANCE SERVICES
OR
03/14/1991 - 04/23/1991
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
MD
08/24/1989 - 10/05/1990
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
DC
02/14/1989 - 08/26/1989
JOHNSTON, LEMON & CO. INCORPORATED (WASHINGTON DC)
IA
Issued 08/18/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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