Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Hollander is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Scott has been in the industry since September 9, 1982 and has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since March 1989. Scott holds Series 7, Series 63, and Series 65 securities licenses as well as the SIE exam. Scott is registered in 29 states for brokerage services and 2 states for investment advisory services. Scott's previous employment includes Wheat, First Securities, Inc., Scott & Stringfellow, Inc., Eastern Capital Securities, Inc., Intersouth Securities Corporation, and First Southeastern Company. Scott specializes in providing portfolio management for individuals, businesses, pension plans, and charitable organizations. Scott also offers other services, including research reports, allocation modeling, and investment policy statements.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
03/16/2000 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NORTH BETHESDA MD)
NA
01/06/1988 - 03/20/1989
WHEAT, FIRST SECURITIES, INC.
NA
03/03/1986 - 01/13/1988
SCOTT & STRINGFELLOW, INC.
NA
07/26/1984 - 04/01/1986
EASTERN CAPITAL SECURITIES, INC.
NA
11/22/1983 - 07/26/1984
INTERSOUTH SECURITIES CORPORATION
NA
09/08/1982 - 11/19/1983
FIRST SOUTHEASTERN COMPANY
IA
Issued 10/28/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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