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Scott Hamilton Ryan

Finalis Securities LLC

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About Scott Hamilton Ryan

Scott Ryan has been a registered representative in the securities industry since May 2019. Scott Ryan holds Series 63, Series 82TO, and SIE licenses. Scott Ryan is currently employed by Finalis Securities LLC and has been registered with this firm since January 2023. Prior to this, Scott Ryan was employed by BA SECURITIES, LLC. Scott Ryan is registered in California, Delaware, Massachusetts, Puerto Rico, and Texas.

Firm Information

Scott Ryan is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Ryan’s Registration & Firm History

NY

01/19/2023 - Present

Finalis Securities LLC (New York NY)

PA

05/07/2019 - 01/27/2021

BA SECURITIES, LLC (W. CONSHOHOCKEN PA)

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Licenses & Designations

BC

Issued 06/30/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/06/2019

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 03/11/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Hamilton Ryan.
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