Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Group is a financial professional with over 15 years of experience in the securities industry. Scott is currently registered with Wolfe Research Securities in New York, NY. Scott has a broad range of experience in the securities industry, having previously been employed at BEAR, STEARNS & CO. INC. Scott holds a Series 7, Series 24, Series 63, Series 86, and Series 87 licenses and the SIE exam. Scott also holds a license to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/26/2010 - Present
Wolfe Research Securities (New York NY)
NY
06/08/2006 - 06/12/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 06/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/18/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/07/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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