Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Ammon is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Scott is a veteran of the financial industry, having worked for several firms over the past 30+ years, including Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Lehman Brothers Inc., and A. G. Edwards & Sons, Inc. Scott provides financial planning services and investment management services to a wide range of clients, including individuals, families, businesses, and institutions. Scott is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 31, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
10/05/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (EAST LANSING MI)
MI
06/01/2009 - 10/06/2010
MORGAN STANLEY SMITH BARNEY (EAST LANSING MI)
MI
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (EAST LANSING MI)
NY
05/24/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
MI
11/05/1992 - 06/16/1993
M.S.U., INC. (EAST LANSING MI)
MO
03/12/1991 - 10/27/1992
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MI
10/25/1989 - 03/16/1991
ASQUITH, ALEXA AND COMPANY INC. (EAST LANSING MI)
BOTH
Issued 08/12/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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