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Scott Gregory Schauffel

Empower Advisory Group, LLC

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About Scott Gregory Schauffel

Scott Gregory Schauffel is an active investment advisor representative with Empower Advisory Group, LLC. Scott has been in the industry since August 25, 2006. Scott's primary office location is in Vacaville, CA. Scott is also registered with the state of Nevada. Scott has been registered with Empower Advisory Group, LLC since April 22, 2019. Prior to joining Empower Advisory Group, LLC Scott was employed by Essex National Securities, Inc. and John Hancock Distributors LLC. Scott specializes in retirement planning, portfolio management for individuals and education seminars.

Firm Information

Scott Schauffel is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Schauffel’s Registration & Firm History

CA

04/22/2019 - Present

Empower Advisory Group, LLC (VACAVILLE CA)

CA

05/09/2006 - 04/01/2009

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

MA

05/06/2005 - 03/10/2006

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

CA

04/17/2002 - 03/07/2006

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

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Licenses & Designations

BC

Issued 06/29/2017

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/26/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Scott Gregory Schauffel. Review regulatory record here.
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