Unclaimed
Scott Gregory Beckerman is a registered investment advisor representative with Capital Client Group, Inc.. Scott has been working in the financial services industry since October 29, 2010. Previously, Scott was registered with Lazard Asset Management Securities LLC. Scott Beckerman is licensed in California and 13 other states. Scott is also registered as a Principal with Capital Client Group, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
09/14/2018 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
NY
10/13/2010 - 08/27/2018
LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)
BOTH
Issued 11/22/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/26/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 10/12/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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