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Scott Green

Guggenheim Securities, LLC

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About Scott Green

Scott Green is a financial advisor with Guggenheim Securities, LLC. Scott has been in the financial industry since March 2010 and has experience with a variety of investment products and services. Scott holds the Series 7, Series 24, Series 63 and Series 79TO licenses. Scott is registered with the state of Georgia. Scott previously worked at RAYMOND JAMES & ASSOCIATES, INC., KEYBANC CAPITAL MARKETS INC., and RBC CAPITAL MARKETS CORPORATION.

Firm Information

Scott Green is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Green’s Registration & Firm History

GA

08/10/2020 - Present

Guggenheim Securities, LLC (Atlanta GA)

GA

03/21/2014 - 08/20/2020

RAYMOND JAMES & ASSOCIATES, INC. (ATLANTA GA)

GA

08/10/2010 - 03/07/2014

KEYBANC CAPITAL MARKETS INC. (ATLANTA GA)

GA

02/10/2010 - 07/08/2010

RBC CAPITAL MARKETS CORPORATION (ATLANTA GA)

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Licenses & Designations

BC

Issued 05/20/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/01/2021

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Scott Green.
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