Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Gourlay is a financial professional with over 13 years of experience in the financial services industry. Scott is currently registered with Stifel, Nicolaus & Company, Inc. and is licensed to provide financial services in 17 states. Scott has previously worked with B. Riley Securities, Inc., BTIG, LLC, SEAPORT GLOBAL SECURITIES LLC, MITSUBISHI UFJ SECURITIES (USA), INC., FBR CAPITAL MARKETS & CO., MILLER TABAK ROBERTS SECURITIES, LLC, and BANC OF AMERICA SPECIALIST, INC. Scott is a Series 7 and Series 63 licensed professional. Scott is also a Series SIE licensed professional, which demonstrates that Scott has a deep understanding of the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
03/20/2023 - Present
Stifel, Nicolaus & Company, Inc. (STAMFORD CT)
CT
05/05/2022 - 03/09/2023
B. RILEY SECURITIES, INC. (Stamford CT)
NY
11/27/2017 - 05/02/2022
BTIG, LLC (New York NY)
NY
09/10/2012 - 11/13/2017
SEAPORT GLOBAL SECURITIES LLC (NEW YORK NY)
NY
12/05/2011 - 02/27/2012
MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)
NY
10/25/2010 - 11/08/2011
FBR CAPITAL MARKETS & CO. (NEW YORK NY)
NY
08/31/2009 - 10/15/2010
MILLER TABAK ROBERTS SECURITIES, LLC (NEW YORK NY)
NY
05/16/2005 - 08/01/2005
BANC OF AMERICA SPECIALIST, INC. (NEW YORK NY)
BC
Issued 03/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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