Unclaimed
Scott Whitehead is a financial advisor in LITTLETON, CO, with The Leaders Group, Inc., and has over 20 years of experience in the financial services industry. Scott is a registered representative with FINRA, and holds licenses in California, Minnesota, and Nevada. Scott earned the Series 6, Series 7 and Series 63 securities licenses. Scott has worked for several firms in the past, including Woodbury Financial Services, Inc., Wells Fargo Brokerage Services, L.L.C., Fortis Investors, Inc., FBS Investment Services, Inc., and R.J. Steichen & Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
02/12/2015 - Present
THE Leaders Group, Inc. (LITTLETON CO)
MN
07/25/2000 - 04/16/2007
WOODBURY FINANCIAL SERVICES, INC. (WOODBURY MN)
MN
05/27/1998 - 06/29/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
03/28/1996 - 06/02/1998
FORTIS INVESTORS, INC. (OAKDALE MN)
MN
03/10/1995 - 01/31/1996
FBS INVESTMENT SERVICES, INC. (SAINT PAUL MN)
MN
09/23/1993 - 03/08/1995
R.J. STEICHEN & COMPANY (MINNEAPOLIS MN)
BC
Issued 02/19/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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