Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Newman is a financial professional with over 14 years of experience in the financial services industry. Scott is a registered representative of Pruco Securities, LLC and holds Series 6, 63 and 65 licenses. Scott has a strong background in providing financial advice to individuals, families and businesses. Scott is committed to helping clients achieve their financial goals and is dedicated to providing exceptional customer service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
SD
04/18/2017 - Present
Pruco Securities, LLC (Sioux Falls SD)
SD
04/30/2009 - 07/25/2016
FARMERS FINANCIAL SOLUTIONS, LLC (SIOUX FALLS SD)
IA
Issued 03/30/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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