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Scott Glenn Ullum

BNY Mellon Securities Corp.

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About Scott Glenn Ullum

Scott Glenn Ullum is a financial advisor with BNY Mellon Securities Corp. Scott has been in the industry since 2004. He has a wide range of experience and is registered to provide investment advice in 51 states. Scott holds the Series 3, 7, 24, 52, and 63 licenses, and he is registered with the Financial Industry Regulatory Authority (FINRA). Previously, Scott worked at Mellon Financial Markets, LLC.

Firm Information

Scott Ullum is currently registered with BNY Mellon Securities Corp.. BNY Mellon Securities Corp. is a Corporation formed in January 1968 and headquartered in NEW YORK, NY. The firm sponsors a wrap fee program and serves as a portfolio manager or model provider to third party wrap program sponsors. They manage approximately $6,124,034,792 in client assets, primarily for individuals, corporations, and other investment advisors. The firm is registered with the SEC and in all 50 states.
BNY Mellon Securities Corp.

240 GREENWICH STREET

NEW YORK, NY 10286-0001

$6.12B

Assets Under Management

Not reported

Total Clients

326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Ullum’s Registration & Firm History

PA

04/25/2008 - Present

BNY Mellon Securities Corp. (PITTSBURGH PA)

PA

07/20/2004 - 04/01/2008

MELLON FINANCIAL MARKETS, LLC (PITTSBURGH PA)

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Licenses & Designations

BC

Issued 12/28/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/27/2022

Series 24 - General Securities Principal Examination

BC

Issued 06/19/2019

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/28/1995

Series 52 - Municipal Securities Representative Examination

BC

Issued 07/15/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Glenn Ullum.
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