Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Stanley is a financial advisor with over 30 years of experience in the industry. Scott currently works at National Financial Services LLC. Scott has held previous positions at SCOTTRADE, INC., CHARLES SCHWAB & CO., INC., JACK WHITE & COMPANY, INC. and DEAN WITTER REYNOLDS INC. Scott holds FINRA Series 7, 9, 10, 24, 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
06/06/2014 - Present
National Financial Services LLC (WESTLAKE TX)
TX
01/09/2003 - 05/14/2014
SCOTTRADE, INC. (SHENANDOAH TX)
TX
05/03/1995 - 10/29/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
01/01/1993 - 06/08/1994
JACK WHITE & COMPANY, INC.
NY
01/20/1992 - 11/03/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 01/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/06/2003
Series 24 - General Securities Principal Examination
BC
Issued 12/10/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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