Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Gary Musgjerd is an investment advisor representative with UBS Financial Services Inc. based in Wayzata, Minnesota. Scott has been active in the industry since 1998. Scott holds the Series 6, 7, 31, 63, and 65 securities licenses. Scott is registered with the state of Minnesota as both a broker-dealer and an investment advisor representative. In addition to Minnesota, Scott is registered with the state of Texas as both a broker-dealer and investment advisor representative. Scott is also registered with the state of Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Maryland, Massachusetts, Michigan, Montana, Nebraska, Nevada, New Mexico, New York, North Carolina, North Dakota, Ohio, Pennsylvania, South Carolina, South Dakota, Utah, Virginia, Washington, and Wisconsin. Scott is affiliated with UBS Financial Services Inc. Scott has a history of prior affiliations with Strong Investments, Inc. and TCF Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MN
09/13/2005 - Present
UBS Financial Services Inc. (WAYZATA MN)
WI
08/01/2001 - 11/01/2004
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
MN
04/21/1998 - 07/19/2001
TCF SECURITIES, INC. (MINNEAPOLIS MN)
IA
Issued 08/23/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 07/17/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/20/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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