Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Garland is a financial professional with over 25 years of experience in the industry. Scott is currently registered with Charles Schwab & Co., Inc. and has previously been employed by several other firms including TD Ameritrade, Inc., LaSalle St Securities, L.L.C. and OptionsXpress, Inc. Scott has a wide range of experience and expertise in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
09/13/2017 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
IL
05/23/2013 - 11/14/2017
OPTIONSXPRESS, INC. (CHICAGO IL)
NE
05/26/2010 - 05/22/2013
TD AMERITRADE, INC. (OMAHA NE)
IL
10/10/2006 - 05/26/2010
THINKORSWIM, INC. (CHICAGO IL)
IL
11/01/2000 - 10/06/2006
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
IL
02/18/1998 - 01/05/1999
PEREGRINE FINANCIALS & SECURITIES, INC. (CHICAGO IL)
NA
02/13/1997 - 04/06/1998
GLOBAL INVESTMENT SERVICES, INC.
OK
10/23/1995 - 01/15/1996
AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)
FL
11/17/1993 - 11/15/1995
STEIN, SHORE SECURITIES, INC. (ORLANDO FL)
NY
08/28/1992 - 11/29/1993
EMANUEL AND COMPANY (NEW YORK NY)
BC
Issued 09/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2007
Series 4 - Registered Options Principal Examination
BC
Issued 07/16/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1996
Series 3 - National Commodity Futures Examination
BC
Issued 08/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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