Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Millman is a financial advisor with over 20 years of experience in the financial services industry. Scott is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. as a Registered Representative in New York and Texas. Scott has previously worked at UBS Financial Services Inc. and Morgan Stanley DW Inc. Scott is a highly experienced advisor who has worked with a wide range of clients, including individuals, families, businesses, and institutions. Scott holds the Series 7, Series 31 and Series 66 licenses. Scott provides a range of services, including portfolio management, financial planning, investment research, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/11/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GARDEN CITY NY)
NY
05/12/2006 - 06/05/2015
UBS FINANCIAL SERVICES INC. (UNIONDALE NY)
NY
08/22/2001 - 05/15/2006
MORGAN STANLEY DW INC. (GARDEN CITY NY)
BOTH
Issued 12/19/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 08/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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