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Scott G Higgins

Mutual OF Omaha Investor Services, Inc.

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About Scott G Higgins

Scott G Higgins is an investment advisor representative at Mutual Of Omaha Investor Services, Inc.. Scott is registered with FINRA as an investment advisor representative and is licensed to provide financial advice in Colorado, Delaware, Florida, Illinois, Maine, Maryland, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Vermont, Virginia, and Wisconsin. Scott is also registered with the state of New Jersey as an Investment Advisor. Scott has been working in the financial services industry since 2015. In addition to working at Mutual Of Omaha Investor Services, Inc., Scott has also worked for Mutual of Omaha Insurance Company, Lion Home Buyers, LLC, Family Wealth Management, and International Educational Finance Institute. Scott holds the following securities licenses: Series 6, Series 63, and Series 65. Scott is also licensed to sell insurance products, including Life and Fixed Annuities, Accident and Health, Medicare Advantage, and Prescription Drug coverage. Scott specializes in financial planning, portfolio management for individuals, and selection of other advisors.

Firm Information

Scott Higgins is currently registered with Mutual OF Omaha Investor Services, Inc.. Mutual OF Omaha Investor Services, Inc. is a Corporation formed in September 1993, headquartered in Omaha, Nebraska. The firm offers financial planning and portfolio management for individuals and select client types such as high-net-worth individuals, corporations, charitable organizations, and pension plans. With over 700 licensed agents, investment advisor representatives, and registered representatives, the firm provides a wide range of services to its clients.
Mutual OF Omaha Investor Services, Inc.

3300 MUTUAL OF OMAHA PLAZA

OMAHA, NE 68175-1020

$15.50M

Assets Under Management

6,290

Total Clients

387

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Promoter fees and third party money manager fees

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Scott Higgins’s Registration & Firm History

NJ

02/02/2022 - Present

Mutual OF Omaha Investor Services, Inc. (MARLTON NJ)

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Licenses & Designations

IA

Issued 07/31/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/20/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/14/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Scott G Higgins. Review regulatory record here.
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