Unclaimed
Scott G Higgins is an investment advisor representative at Mutual Of Omaha Investor Services, Inc.. Scott is registered with FINRA as an investment advisor representative and is licensed to provide financial advice in Colorado, Delaware, Florida, Illinois, Maine, Maryland, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Vermont, Virginia, and Wisconsin. Scott is also registered with the state of New Jersey as an Investment Advisor. Scott has been working in the financial services industry since 2015. In addition to working at Mutual Of Omaha Investor Services, Inc., Scott has also worked for Mutual of Omaha Insurance Company, Lion Home Buyers, LLC, Family Wealth Management, and International Educational Finance Institute. Scott holds the following securities licenses: Series 6, Series 63, and Series 65. Scott is also licensed to sell insurance products, including Life and Fixed Annuities, Accident and Health, Medicare Advantage, and Prescription Drug coverage. Scott specializes in financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees and third party money manager fees
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2
NJ
02/02/2022 - Present
Mutual OF Omaha Investor Services, Inc. (MARLTON NJ)
IA
Issued 07/31/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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