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Scott Friel

Assetmark, Inc.

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About Scott Friel

Scott Friel is an investment advisor representative at Assetmark, Inc. in CONCORD, CA. Scott has been in the industry since 1992 and is currently registered with Nebraska. Scott has been with Assetmark, Inc. since 2024. Before Assetmark, Inc., Scott worked at several other firms, including QA3 FINANCIAL CORP., Sunset Financial Services, Inc., Primevest Financial Services, Inc., Securities America, Inc., and Princor Financial Services Corporation. Scott holds a Series 63, Series 7, Series 24, and Series 65 license. Scott specializes in Portfolio Management for Individuals, Portfolio Management for Investment Companies, Pension Consulting, and Selection of Other Advisers. Scott has a track record of success in providing investment advice to high-net-worth individuals, corporations, and institutional clients.

Firm Information

Scott Friel is currently registered with Assetmark, Inc.. Assetmark, Inc. is a Concord, CA-based investment advisor with approximately $1 billion - $10 billion in assets under management. The firm provides portfolio management for individuals, investment companies, and pension plans, as well as selection of other advisors and pension consulting. Assetmark serves a wide range of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, insurance companies, pension and profit-sharing plans, and investment companies. They also offer wrap fee program participation.
Assetmark, Inc.

1655 GRANT STREET

CONCORD, CA 94520-2445

$65.62B

Assets Under Management

91,910

Total Clients

166

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Friel’s Registration & Firm History

NE

11/01/2024 - Present

Assetmark, Inc. (Omaha NE)

NE

12/11/2007 - 01/18/2008

QA3 FINANCIAL CORP. (OMAHA NE)

NE

11/26/2002 - 12/31/2005

QA3 FINANCIAL CORP. (OMAHA NE)

MO

06/01/2001 - 11/18/2002

SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)

MN

11/09/2000 - 06/01/2001

PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)

NE

03/22/2000 - 08/30/2000

QA3 FINANCIAL CORP. (OMAHA NE)

NE

01/16/1998 - 12/16/1999

SECURITIES AMERICA, INC. (LAVISTA NE)

IA

01/09/1992 - 01/15/1998

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

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Licenses & Designations

IA

Issued 04/15/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/07/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/18/1997

Series 24 - General Securities Principal Examination

BC

Issued 02/01/1996

Series 7 - General Securities Representative Examination

BC

Issued 01/07/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Scott Friel.
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