Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Frederick Young is a financial advisor with over 25 years of experience in the financial services industry. Scott is registered to provide investment advice in multiple states and holds a variety of licenses and certifications. Scott is currently associated with UBS Financial Services Inc. Prior to that, Scott was employed at ROBERT W. BAIRD & CO. INCORPORATED, MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC. Scott's specializations include Retirement Planning, College Savings, Estate Planning, Asset Allocation, Portfolio Management, Mutual Funds and Stocks.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
10/10/2018 - Present
UBS Financial Services Inc. (DENVER CO)
CO
02/03/2012 - 06/08/2016
ROBERT W. BAIRD & CO. INCORPORATED (DENVER CO)
CO
06/01/2009 - 02/08/2012
MORGAN STANLEY SMITH BARNEY (ENGLEWOOD CO)
CO
06/10/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ENGLEWOOD CO)
CA
02/09/1998 - 06/09/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MO
09/10/1996 - 02/10/1998
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
IA
Issued 03/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2007
Series 3 - National Commodity Futures Examination
BC
Issued 09/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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