Unclaimed
Scott Maguire is a financial professional with over 20 years of experience in the industry. He is currently registered with Foreside Fund Services, LLC in Conshohocken, PA. Scott previously worked with MBSC Securities Corporation, A I M Distributors, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Scott has a strong background in the financial services industry and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
01/03/2018 - Present
Foreside Fund Services, LLC (Conshohocken PA)
PA
05/16/2008 - 01/02/2018
MBSC SECURITIES CORPORATION (PLYMOUTH MEETING PA)
TX
10/31/2006 - 01/18/2007
A I M DISTRIBUTORS, INC. (HOUSTON TX)
NY
08/21/1986 - 12/07/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 11/30/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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