Unclaimed
Scott Bennett is a financial advisor with over 20 years of experience in the industry. Scott currently works at Country Capital Management Co., a firm based in Cave Creek, AZ. Scott has previously worked at Charles Schwab & Co., Inc. in Westlake, TX, and Vanguard Marketing Corporation in Malvern, PA. Scott holds a Series 6, 7, 26 and 63 license and a Series 65 license. Scott specializes in providing investment advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
10/05/2001 - Present
Country Capital Management Co. (Cave Creek AZ)
TX
12/04/2000 - 07/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
PA
07/26/1999 - 09/15/2000
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 10/20/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/23/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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