Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Franklin Bass is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Scott has been working in the financial industry since February 1992. He has a combined 33 years of experience in the securities and investment advisory industry. Scott is registered as a broker-dealer and investment advisor in multiple states. Scott has a variety of licenses and certifications, including Series 7, Series 63, Series 66, and Series 52. He is also a Registered Options Principal and a Municipal Securities Principal. He has worked at a few firms during his career including Donaldson, Lufkin & Jenrette Securities Corporation and Marion Bass Securities Corporation. Scott is a valuable asset to any individual or organization seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
09/03/2002 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
NJ
08/04/1997 - 10/02/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NC
02/20/1992 - 08/13/1997
MARION BASS SECURITIES CORPORATION (CHARLOTTE NC)
IA
Issued 10/22/2002
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/10/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/03/1992
Series 4 - Registered Options Principal Examination
BC
Issued 08/11/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Scott Bass is the right advisor for you? Invested Better is here to help.
