Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Horning is a financial advisor registered in 24 states. Scott has been in the industry since January 10, 1990 and has experience in financial planning, portfolio management for individuals and businesses, and pension consulting. Scott currently works at Osaic Wealth, Inc. and previously worked for Nathan & Lewis Securities, Inc., MFI Investments Corp., Josephthal Lyon & Ross Incorporated, A.J. Michaels & Co., LTD., First Montauk Securities Corp., Barrett Day Securities, Inc., U.S. Advisors, Inc., Wellshire Securities, Inc. and Investors Center, Inc.. Scott is a registered representative of Osaic Wealth, Inc. and has a Series 7, Series 63, and Series 66 license. Scott also has a SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/11/2024 - Present
Osaic Wealth, Inc. (Holbrook NY)
NY
05/29/1996 - 09/20/2001
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
OH
01/10/1994 - 06/03/1996
MFI INVESTMENTS CORP. (BRYAN OH)
NY
10/07/1992 - 02/09/1994
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
08/29/1990 - 10/30/1992
A.J. MICHAELS & CO., LTD. (HAUPPAUGE NY)
NJ
04/16/1990 - 09/05/1990
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NY
05/03/1989 - 05/25/1989
BARRETT DAY SECURITIES, INC. (NEW YORK NY)
NA
04/18/1989 - 05/13/1989
U.S. ADVISORS, INC.
NA
04/07/1989 - 05/05/1989
WELLSHIRE SECURITIES, INC.
NY
01/24/1989 - 03/10/1989
INVESTORS CENTER, INC. (HAUPPAGUE NY)
BOTH
Issued 06/05/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/03/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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