Unclaimed
Scott Francis Thompson is a registered investment advisor representative with Cetera Investment Advisers LLC. Scott has been in the financial services industry since 1991 and holds Series 6 and SIE licenses. Scott has held previous registrations with TOWER SQUARE SECURITIES, INC., COUNTRYWIDE INVESTMENT SERVICES, INC., METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY. Scott is registered in Florida, Maryland, Ohio, Pennsylvania and Texas. Scott also holds a life, accident and health license. Scott is a member of the John Graff Insurance agency and the Newton Lehman Agency and also works as an independent insurance agent for Dinnin & Parkins Associated Inc. Scott also provides motivational speaking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/29/2023 - Present
Cetera Investment Advisers LLC (KITTANNING PA)
PA
12/19/2008 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (OAKMONT PA)
PA
01/23/2007 - 09/03/2008
COUNTRYWIDE INVESTMENT SERVICES, INC. (PITTSBURGH PA)
FL
11/12/1990 - 01/19/2007
METLIFE SECURITIES INC. (WEST PALM BEACH FL)
FL
11/12/1990 - 01/19/2007
METROPOLITAN LIFE INSURANCE COMPANY (WEST PALM BEACH FL)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/5/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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