Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Francis Steinitz is a financial advisor at Wells Fargo Clearing Services, LLC. Scott has been in the financial industry since 2003. Scott has a strong background in investment advising and provides portfolio management services to individuals, businesses and institutional clients. Scott is also a registered representative of Wells Fargo Advisors, LLC. Scott holds the Series 6, 7, 63 and 66 licenses. Scott has been actively registered with the Securities and Exchange Commission (SEC) since 2003.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
01/14/2016 - Present
Wells Fargo Clearing Services, LLC (CUMMING GA)
GA
10/01/2012 - 05/24/2013
J.P. MORGAN SECURITIES LLC (MARIETTA GA)
GA
06/24/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HIRAM GA)
GA
08/18/2009 - 06/01/2010
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
05/06/2003 - 08/06/2009
WELLS FARGO ADVISORS, LLC (KENNESAW GA)
BOTH
Issued 10/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/14/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2009
Series 7 - General Securities Representative Examination
BC
Issued 03/10/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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