Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Francis Ricci is a financial advisor with LPL Financial LLC in East Rochester, New York. Scott has been in the financial services industry for over 24 years and has held previous roles with CETERA ADVISORS LLC, INVESTORS CAPITAL CORP., MONY SECURITIES CORPORATION, ROYAL ALLIANCE ASSOCIATES, INC. and FIRST MONTAUK SECURITIES CORP. Scott specializes in financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
08/03/2021 - Present
LPL Financial LLC (EAST ROCHESTER NY)
NY
10/03/2016 - 08/24/2018
CETERA ADVISORS LLC (EAST ROCHESTER NY)
NY
06/08/2001 - 10/03/2016
INVESTORS CAPITAL CORP. (EAST ROCHESTER NY)
NY
09/08/1999 - 06/27/2001
MONY SECURITIES CORPORATION (NEW YORK NY)
AZ
05/26/1998 - 09/10/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NJ
02/26/1998 - 04/15/1998
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
BOTH
Issued 12/19/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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