Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Ricca is a registered representative with J.P. Morgan Securities LLC, with offices in WEST HAMPTON BEACH, NY. Scott Ricca has been in the financial services industry since January 30, 2020. Prior to joining J.P. Morgan Securities LLC, Scott Ricca was employed with Equitable Advisors, LLC. Scott Ricca holds the following licenses: Series 7TO, Series 63, Series 66, and SIE. Scott Ricca is registered with the following states: Arizona, California, Connecticut, Florida, Hawaii, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, and Texas. Scott Ricca specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses. Scott Ricca also offers selection of other advisors services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
08/23/2023 - Present
J.p. Morgan Securities LLC (WEST HAMPTON BEACH NY)
NY
11/27/2019 - 07/19/2021
EQUITABLE ADVISORS, LLC (WOODBURY NY)
BOTH
Issued 04/02/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/13/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Scott Ricca is the right advisor for you? Invested Better is here to help.
