Unclaimed
Scott Francis Pisano is a financial advisor with over 25 years of experience in the industry. Scott has a proven track record of success in providing investment advice to individuals and families. Scott is currently registered with Wells Fargo Clearing Services, LLC and has previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated and A. G. Edwards & Sons, Inc. Scott holds a Series 7 and Series 66 licenses. He is also a registered investment advisor in New York. Scott has experience in providing financial planning, portfolio management, and investment consulting services. Scott is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/29/2021 - Present
Wells Fargo Clearing Services, LLC (PORT JEFFERSON NY)
NY
09/25/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PORT JEFFERSON NY)
NY
08/24/2007 - 10/03/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MELVILLE NY)
NY
10/18/2002 - 08/27/2007
A. G. EDWARDS & SONS, INC. (PORT JEFFERSON NY)
NY
02/20/1996 - 11/20/2002
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
BOTH
Issued 11/27/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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