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Scott Francis O'Brien

Fisher Investments

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About Scott Francis O'Brien

Scott Francis O'Brien is an investment advisor representative at Fisher Investments. Scott has over 30 years of experience in the financial services industry. He has previously worked at Prudential Securities Incorporated, Lehman Brothers Inc., and E. F. Hutton & Company Inc. Scott specializes in providing portfolio management services to individuals, businesses, and investment companies. He holds the Series 7, Series 8, Series 63, and Series 65 licenses.

Firm Information

Scott O'Brien is currently registered with Fisher Investments. Fisher Investments is an investment firm headquartered in Plano, Texas, managing over $298 billion in assets. The firm offers a range of advisory services, including financial planning, portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Fisher Investments serves a diverse client base, including individuals, high-net-worth individuals, corporations, and institutional investors.
Fisher Investments

6500 INTERNATIONAL PKWY

PLANO, TX 75093-8222

$298.73B

Assets Under Management

Not reported

Total Clients

2,215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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portfolio assessment

Portfolio assessment

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Scott O'Brien’s Registration & Firm History

CA

02/08/2022 - Present

Fisher Investments (LAGUNA NIGUEL CA)

NY

11/20/1992 - 07/26/2002

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

02/15/1988 - 11/25/1992

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

12/22/1983 - 02/15/1988

E. F. HUTTON & COMPANY INC

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Licenses & Designations

IA

Issued 06/15/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/05/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/10/1994

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 12/17/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Scott Francis O'Brien.
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