Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Francis Gaddis is a registered representative of LPL Financial LLC. Scott has been in the industry since 2001 and has experience with Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated and Morgan Stanley Smith Barney. Scott currently works out of the Brighton, Massachusetts office. Scott has passed the Series 66, SIE and Series 7 exams. Scott holds registrations in Connecticut, Florida, Kentucky, Maine, Massachusetts, Mississippi and Virginia. Scott offers consulting and other non-discretionary advisory services, financial planning, pension consulting, educational seminars and selection of other advisors. Scott specializes in business development companies, corporations or other businesses, high net worth individuals, individuals other than high net worth, investment companies, insurance companies, pension and profit-sharing plans, pooled investment vehicles, sovereign wealth funds and foreign official institutions and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
03/03/2010 - Present
LPL Financial LLC (BRIGHTON MA)
MA
06/01/2009 - 03/15/2010
MORGAN STANLEY SMITH BARNEY (WALTHAM MA)
MA
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WALTHAM MA)
MD
07/17/2001 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 07/27/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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