Unclaimed
Scott Fitzsimmons is a financial advisor who has been in the industry since 1993. Scott is currently registered with Cetera Investment Advisers LLC, where Scott provides financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. Prior to joining Cetera Investment Advisers LLC, Scott worked for Summit Brokerage Services, Inc. and LPL Financial Corporation. Scott is licensed in Colorado, Delaware, Florida, Georgia, Maryland, Massachusetts, New Jersey, New York, Pennsylvania, South Carolina, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
04/27/2023 - Present
Cetera Investment Advisers LLC (PLANTATION FL)
FL
04/01/2009 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (FT LAUDERDALE FL)
FL
01/16/1996 - 04/09/2009
LPL FINANCIAL CORPORATION (FORT LAUDERDALE FL)
CA
01/03/1995 - 01/17/1996
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NJ
10/19/1994 - 01/11/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CA
08/13/1993 - 09/21/1994
GLENFED BROKERAGE SERVICES (GLENDALE CA)
BC
Issued 4/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/27/1994
Series 7 - General Securities Representative Examination
BC
Issued 8/11/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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