Unclaimed
Scott Francis Droskie is a financial advisor with Wells Fargo Clearing Services, LLC, where Scott has been employed since May 2018. Scott has been in the financial services industry since December 1997. Prior to joining Wells Fargo, Scott was a financial advisor with Fifth Third Securities, Inc. Scott holds both Series 63 and 66 licenses. Scott holds Series 7 and SIE licenses. Scott has an active registration in Michigan, Texas and 20 other states. Scott also has a valid Investment Advisor Representative registration in Michigan and Texas. Scott has 2 current employers. Scott's primary office location is 500 MOMANY DR STE 100B in St. Joseph, Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
09/10/2019 - Present
Wells Fargo Clearing Services, LLC (ST. JOSEPH MI)
MI
03/23/2005 - 05/11/2018
FIFTH THIRD SECURITIES, INC. (ST. JOSEPH MI)
MI
04/21/2004 - 04/15/2005
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
FL
06/14/2001 - 04/21/2004
GUNNALLEN FINANCIAL, INC (TAMPA FL)
MO
12/04/1997 - 06/18/2001
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 11/18/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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