Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Forest Glazer is a registered investment advisor representative with B. Riley Wealth Advisors, Inc. in Chicago, IL. Scott Glazer has been in the industry since October 3, 1996, and previously worked for RBC CAPITAL MARKETS, LLC, UBS FINANCIAL SERVICES INC., SALOMON SMITH BARNEY INC., and DEAN WITTER REYNOLDS INC. Scott Glazer is a Series 7, 31 and 63 licensed representative, and is also licensed to sell securities in Illinois and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
07/27/2022 - Present
B. Riley Wealth Advisors, Inc. (Chicago IL)
IL
05/27/2005 - 11/10/2016
RBC CAPITAL MARKETS, LLC (CHICAGO IL)
NJ
08/30/2002 - 06/14/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/30/1999 - 09/11/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
10/04/1996 - 05/10/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/31/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 10/03/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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