Unclaimed
Scott Farrington is a financial advisor with over 20 years of experience in the industry. Scott is currently registered with Orchard Securities, LLC and has held previous positions at a number of other firms. Scott holds Series 7 and 63 licenses as well as the SIE exam. Scott is registered in 31 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/19/2016 - Present
Orchard Securities, LLC (Old Lyme CT)
PA
08/25/2014 - 04/05/2016
MDS SECURITIES, LLC (KITTANNING PA)
CA
11/09/2011 - 08/21/2014
SELECT CAPITAL CORPORATION (SAN CLEMENTE CA)
AZ
05/18/2011 - 11/15/2011
BIC DISTRIBUTORS, LLC (PHOENIX AZ)
CA
03/03/2011 - 05/04/2011
RANCE KING SECURITIES CORP. (LONG BEACH CA)
CO
01/25/2011 - 02/25/2011
HARRISON DOUGLAS, INC. (AURORA CO)
KY
05/03/2010 - 12/31/2010
OAK RIVER INVESTMENTS, INC. (FORT MITCHELL KY)
CA
11/03/2009 - 04/23/2010
AFA FINANCIAL GROUP, LLC (CALABASAS CA)
IL
10/17/2007 - 07/31/2009
INLAND SECURITIES CORPORATION (OAK BROOK IL)
GA
02/20/2002 - 09/20/2007
WELLS INVESTMENT SECURITIES,INC. (NORCROSS GA)
NY
01/13/2001 - 08/07/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
MD
07/13/1999 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NY
05/09/1996 - 07/14/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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