Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Farwell is a registered representative with Fifth Third Securities, Inc. in Bartlett, Illinois. Scott has been in the financial services industry for over 14 years. Scott is a Series 6, 7, 63, and 66 licensed financial professional, with experience in financial planning, portfolio management, and securities. Scott has previously held positions with LPL Financial Corporation, Chase Investment Services Corp., J.P. Morgan Securities LLC, Independent Financial Group LLC, PNC Investments, and TD Ameritrade.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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IL
08/08/2022 - Present
Fifth Third Securities, Inc. (BARTLETT IL)
IL
03/08/2016 - 01/11/2021
TD AMERITRADE, INC. (SCHAUMBURG IL)
IL
04/23/2015 - 01/06/2016
PNC INVESTMENTS (HUNTLEY IL)
IL
09/03/2014 - 03/10/2015
INDEPENDENT FINANCIAL GROUP, LLC (Sleepy Hollow IL)
IL
10/01/2012 - 04/01/2014
J.P. MORGAN SECURITIES LLC (ELGIN IL)
IL
09/04/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LAKE IN THE HILLS IL)
IL
03/27/2007 - 09/08/2008
LPL FINANCIAL CORPORATION (SLEEPY HOLLOW IL)
BOTH
Issued 1/5/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/6/2014
Series 7 - General Securities Representative Examination
BC
Issued 3/26/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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