Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Farwell is a financial advisor registered with Fifth Third Securities, Inc. Scott has been working in the financial services industry since 2007. Scott's current employment is with Fifth Third Securities, Inc. in Bartlett, Illinois. Scott is licensed to provide financial advice in Illinois and 33 other states. Scott has passed the Series 6, 7, 63, and 66 exams and the SIE. Prior to joining Fifth Third Securities, Scott worked as a financial advisor for TD Ameritrade, PNC Investments, Independent Financial Group, LLC, and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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IL
08/08/2022 - Present
Fifth Third Securities, Inc. (BARTLETT IL)
IL
03/08/2016 - 01/11/2021
TD AMERITRADE, INC. (SCHAUMBURG IL)
IL
04/23/2015 - 01/06/2016
PNC INVESTMENTS (HUNTLEY IL)
IL
09/03/2014 - 03/10/2015
INDEPENDENT FINANCIAL GROUP, LLC (Sleepy Hollow IL)
IL
10/01/2012 - 04/01/2014
J.P. MORGAN SECURITIES LLC (ELGIN IL)
IL
09/04/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LAKE IN THE HILLS IL)
IL
03/27/2007 - 09/08/2008
LPL FINANCIAL CORPORATION (SLEEPY HOLLOW IL)
BOTH
Issued 01/05/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/26/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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