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Scott Farrel Merlis

M.m. Dillon & Co. LLC

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About Scott Farrel Merlis

Scott Merlis has been in the financial industry since 1993. Scott is currently registered with M.m. Dillon & Co. LLC in Connecticut. Previously, Scott was registered with Source Capital Group, Inc. and Thomas Weisel Partners LLC. Scott holds Series 7, 24, 55, 57TO, 86, 87, and 63 licenses. Scott is a dedicated professional with a proven track record of success.

Firm Information

Scott Merlis is currently registered with M.m. Dillon & Co. LLC. M.m. Dillon & Co. LLC is a Limited Liability Company formed on March 26, 2010. The firm has been approved to operate in Arizona, California, Colorado, Connecticut, Illinois, New York, and Texas. They have also been approved for one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Merlis’s Registration & Firm History

CT

06/11/2010 - Present

M.m. Dillon & Co. LLC (GREENWICH CT)

CT

03/04/2009 - 03/10/2010

SOURCE CAPITAL GROUP, INC. (WESTPORT CT)

NY

07/25/2003 - 02/27/2007

THOMAS WEISEL PARTNERS LLC (NEW YORK NY)

NY

11/21/2002 - 07/15/2003

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

04/30/2002 - 10/03/2002

DRESDNER KLEINWORT WASSERSTEIN, INC. (NEW YORK NY)

NY

02/26/2001 - 04/30/2002

DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)

NY

10/30/1998 - 02/26/2001

WASSERSTEIN PERELLA SECURITIES, INC. (NEW YORK NY)

CT

08/15/1997 - 10/28/1998

VALUE INVESTING PARTNERS, INC. (WESTPORT CT)

NY

10/17/1988 - 09/11/1995

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/26/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/16/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 08/18/2004

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/09/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/27/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Scott Farrel Merlis. Review regulatory record here.
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