Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Wessel is a financial advisor with Goldman Sachs & Co. LLC and has been in the industry since 1997. Scott holds the Series 7 and Series 63 licenses, as well as the SIE exam. Scott has previously worked at firms such as Mercer Allied Company, L.P., Carta Securities, LLC, National Financial Services LLC and Fidelity Brokerage Services LLC. Scott specializes in providing financial advice for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
CA
01/04/2021 - Present
Goldman Sachs & Co. LLC (SAN FRANCISCO CA)
CA
10/19/2020 - 01/04/2021
MERCER ALLIED COMPANY, L.P. (SAN FRANCISCO CA)
CA
03/15/2019 - 06/23/2020
CARTA SECURITIES, LLC (SAN FRANCISCO CA)
CA
05/15/2000 - 02/13/2018
NATIONAL FINANCIAL SERVICES LLC (SAN FRANCISCO CA)
CA
01/26/2001 - 03/02/2007
FIDELITY BROKERAGE SERVICES LLC (SAN FRANCISCO CA)
NY
08/12/1998 - 07/20/1999
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
RI
09/30/1997 - 07/30/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 11/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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