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Scott F Scharfenberger

J.p. Morgan Securities LLC

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About Scott F Scharfenberger

Scott Scharfenberger is a financial advisor with J.P. Morgan Securities LLC. Scott has been in the industry for over 23 years. Scott is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 7, 24, and 66 licenses. Scott is also registered as an Investment Advisor Representative (IAR) in Ohio and Texas. Prior to joining J.P. Morgan Securities LLC, Scott worked at Chase Investment Services Corp., BANC ONE SECURITIES CORPORATION, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Scott specializes in providing financial planning, portfolio management, and pension consulting services to high-net-worth individuals, corporations, and other businesses.

Firm Information

Scott Scharfenberger is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Scott Scharfenberger’s Registration & Firm History

OH

09/20/2013 - Present

J.p. Morgan Securities LLC (COLUMBUS OH)

OH

07/06/2005 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)

IL

11/22/2002 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

NY

12/15/1999 - 11/19/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 01/24/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/03/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Scott F Scharfenberger. Review regulatory record here.
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