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Scott F Luxton

Northwestern Mutual Investment Services, LLC

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About Scott F Luxton

Firm Information

Scott Luxton is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

3901 WESTERRE PKWY

RICHMOND, VA 23233

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Scott Luxton’s Registration & Firm History

VA

11/13/2019 - Present

Northwestern Mutual Investment Services, LLC (RICHMOND VA)

VA

11/16/2018 - 08/15/2019

RBC CAPITAL MARKETS, LLC (RICHMOND VA)

VA

01/05/2017 - 09/07/2018

CANTOR FITZGERALD & CO. (RICHMOND VA)

VA

01/11/2011 - 08/18/2016

WELLS FARGO SECURITIES, LLC (RICHMOND VA)

NC

04/01/1999 - 12/21/2001

WACHOVIA SECURITIES, INC. (CHARLOTTE NC)

NC

07/14/1998 - 04/01/1999

WACHOVIA CAPITAL MARKETS, INC. (WINSTON SALEM NC)

NC

03/21/1995 - 12/02/1997

SIGNET FINANCIAL SERVICES,INC. (CHARLOTTE NC)

MA

07/02/1993 - 12/01/1994

NATIONSBANC INVESTMENTS, INC. (BOSTON MA)

NA

10/26/1990 - 10/30/1991

SOVRAN INVESTMENT CORPORATION

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Licenses & Designations

BC

Issued 1/14/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/20/2012

Series 24 - General Securities Principal Examination

BC

Issued 7/13/1993

Series 53 - Municipal Securities Principal Examination

BC

Issued 9/7/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/10/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott F Luxton.
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