Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Evans is a financial advisor with over 12 years of experience in the industry. Scott is currently registered with National Financial Services LLC and Fidelity Brokerage Services LLC. Scott has previously held positions with National Financial Services LLC, NYLIFE Securities LLC and 1ST Discount Brokerage, Inc.. Scott holds the Series 7, Series 24, Series 63, SIE and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
01/14/2019 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
04/02/2012 - 04/29/2015
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
04/07/2011 - 02/10/2012
NYLIFE SECURITIES LLC (PROVIDENCE RI)
RI
08/05/2010 - 12/01/2010
1ST DISCOUNT BROKERAGE, INC. (PROVIDENCE RI)
BC
Issued 08/28/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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