Unclaimed
Scott Silverman is a financial advisor with BNY Mellon Securities Corp., an active member of the financial services industry since 2002. Scott is registered in 51 states, including New York, California, and Florida, and holds Series 63, 65, 7, and SIE licenses. Scott has worked with various firms throughout their career including CreativeOne Securities, LLC, State Street Global Advisors Funds Distributors, LLC, and William Blair & Company L.L.C.. Scott specializes in portfolio management for businesses and individuals and is involved in BNY Mellon Securities Corp.'s wrap fee program.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
07/22/2024 - Present
BNY Mellon Securities Corp. (New York NY)
CA
02/19/2021 - 07/19/2024
CREATIVEONE SECURITIES, LLC (ENCINITAS CA)
MA
12/22/2015 - 03/20/2019
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (BOSTON MA)
NE
12/02/2011 - 12/11/2015
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
ME
03/20/2009 - 11/30/2011
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
IL
06/21/2004 - 02/20/2009
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
ME
10/04/2001 - 05/25/2004
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
AZ
11/15/2000 - 10/04/2001
FIRST FUND DISTRIBUTORS, INC. (PHOENIX AZ)
NJ
11/10/1998 - 10/04/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 11/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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