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Scott Evan Siegel

Morgan Stanley

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About Scott Evan Siegel

Scott Evan Siegel is a financial advisor with over 30 years of experience in the industry. Currently, Scott is registered with Morgan Stanley. Prior to joining Morgan Stanley, Scott worked at J.P. MORGAN SECURITIES LLC, Lehman Brothers Inc., BEAR, STEARNS & CO. INC., FIRST INSTITUTIONAL SECURITIES, L.L.C., BROADWAY FINANCIAL INVESTMENT SERVICES CORP., GLICKENHAUS & CO. - NEW JERSEY and BEVILL, BRESLER & SCHULMAN INCORPORATED. Scott holds a Series 7, Series 63, and Series 65 licenses and has a strong track record of providing financial advice to clients.

Firm Information

Scott Siegel is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Scott Siegel’s Registration & Firm History

FL

04/03/2014 - Present

Morgan Stanley (Boca Raton FL)

NY

04/17/2002 - 09/05/2013

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

02/28/2001 - 04/18/2002

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

04/03/1998 - 03/08/2001

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NJ

03/13/1989 - 04/06/1998

FIRST INSTITUTIONAL SECURITIES, L.L.C. (WEST PATERSON NJ)

NA

02/01/1989 - 12/18/1989

BROADWAY FINANCIAL INVESTMENT SERVICES CORP.

NA

12/26/1986 - 02/01/1989

GLICKENHAUS & CO. - NEW JERSEY

NA

05/09/1985 - 12/26/1986

LISS TENNER & GOLDBERG SECURITIES CORPORATION

NA

09/24/1984 - 04/10/1985

BEVILL, BRESLER & SCHULMAN INCORPORATED

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Licenses & Designations

IA

Issued 10/29/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/05/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Scott Evan Siegel. Review regulatory record here.
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