Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Muma is a financial advisor at Commonwealth Financial Network. Scott has been in the financial services industry since 1997. Scott is registered with the state of Massachusetts as a Registered Representative (RA) and Investment Adviser Representative (IA). Scott is also a Series 7, Series 63 and Series 65 licensed professional. Commonwealth Financial Network is a registered investment advisor that provides a range of financial services to individuals, families, businesses and institutions. Commonwealth Financial Network is a registered investment advisor with a history of working with individual clients, corporations, charitable organizations and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
08/19/2022 - Present
Commonwealth Financial Network (North Falmouth MA)
MA
06/09/2021 - 08/19/2022
CETERA ADVISOR NETWORKS LLC (CATAUMET MA)
MA
11/26/2010 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (CATAUMET MA)
MA
08/26/2005 - 11/30/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HYANNIS MA)
MO
10/10/1997 - 09/07/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 11/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Scott Muma is the right advisor for you? Invested Better is here to help.
