Unclaimed
Scott Peter Barker is a financial advisor registered with MML Investors Services, LLC. Scott has been in the industry since October 25, 1993, and has held several previous positions with firms such as MSI FINANCIAL SERVICES, INC., NEW ENGLAND SECURITIES, LPL FINANCIAL LLC, PUTNAM MUTUAL FUNDS CORP., FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. and SCUDDER INVESTOR SERVICES, INC.. Scott holds Series 6, 7, 24, 63 and 65 licenses. Scott is currently registered with MML Investors Services, LLC in Rhode Island and Texas. Scott provides advisory services such as asset allocation programs, financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
03/25/2017 - Present
MML Investors Services, LLC (Osterville MA)
MA
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (Osterville MA)
MA
05/31/2013 - 01/02/2015
NEW ENGLAND SECURITIES (SANDWICH MA)
MA
12/17/1998 - 06/05/2013
LPL FINANCIAL LLC (SANDWICH MA)
MA
11/19/1997 - 12/01/1998
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
RI
02/06/1995 - 09/15/1997
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NY
11/01/1991 - 04/30/1993
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
IA
Issued 4/19/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/19/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/30/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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