Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Ernest Cadwell is an Investment Advisor Representative with CWM, LLC. Scott has been in the financial services industry since 1992. Scott has a Series 7, Series 24, and Series 63 license. Scott is also a Certified Financial Planner. Scott has a history of working with LPL Financial, LLC, Cetera Advisor Networks LLC and 1st Global Capital Corp. Scott's firm, CWM, LLC, is a registered investment advisor with the SEC. The firm provides advisory services, such as financial planning, selection of other advisors, and portfolio management for individuals and businesses. CWM, LLC has approximately 26.8 billion dollars in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
NE
07/23/2018 - Present
CWM, LLC (OMAHA NE)
FL
07/23/2018 - 04/12/2019
CETERA ADVISOR NETWORKS LLC (WINDERMERE FL)
FL
02/01/2002 - 07/26/2018
LPL FINANCIAL LLC (CELEBRATION FL)
TX
12/14/1992 - 02/15/2002
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
IA
Issued 12/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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