Unclaimed
Scott Erik Davis is a financial advisor who has been in the industry since March 11, 2004. Scott Erik Davis is currently registered with Lasalle St. Investment Advisors, LLC, based in Elmhurst, Illinois. Prior to joining Lasalle St. Investment Advisors, LLC, Scott Erik Davis worked at Northland Securities, Inc. in Rochester, Minnesota, Wells Fargo Advisors, LLC in Rochester, Minnesota and A. G. Edwards & Sons, Inc. in Rochester, Minnesota. Scott Erik Davis is registered with the following securities regulators: Illinois, Minnesota, and Virginia. Scott Erik Davis offers investment advisory services including portfolio management for individuals and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
11/10/2022 - Present
Lasalle ST. Investment Advisors, LLC (ELMHURST IL)
MN
05/29/2009 - 06/24/2013
NORTHLAND SECURITIES, INC. (ROCHESTER MN)
MN
01/01/2008 - 05/29/2009
WELLS FARGO ADVISORS, LLC (ROCHESTER MN)
MN
03/12/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ROCHESTER MN)
BOTH
Issued 03/24/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/07/2004
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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