Unclaimed
Scott Erickson is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Scott has been in the industry since 1993 and holds licenses to provide investment advice in multiple states. Scott works with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Scott is committed to providing personalized financial planning and investment management services to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/15/2020 - Present
Wells Fargo Advisors Financial Network, LLC (PRINCETON NJ)
NJ
04/30/2009 - 10/15/2020
WELLS FARGO CLEARING SERVICES, LLC (LAWRENCEVILLE NJ)
NJ
05/04/1993 - 05/01/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EAST BRUNSWICK NJ)
IA
Issued 11/14/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/11/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/03/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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