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Scott Eric Talley

Equitable Distributors, LLC

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About Scott Eric Talley

Scott Eric Talley is a financial advisor with Equitable Distributors, LLC in Charlotte, NC. Scott has been in the industry since 1999 and has been registered with Equitable Distributors, LLC since 2014. Scott has experience with various financial products and services. Previous firms he has worked with include Vertical Capital Securities, LLC, Sammons Financial Network, LLC, Symetra Investment Services, Inc., Directed Services LLC, ING Funds Distributor, Inc., and Wilmington Brokerage Services Company.

Firm Information

Scott Talley is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Talley’s Registration & Firm History

NC

08/13/2014 - Present

Equitable Distributors, LLC (Charlotte NC)

CA

05/13/2013 - 07/30/2014

VERTICAL CAPITAL SECURITIES, LLC (IRVINE CA)

IA

02/03/2012 - 04/24/2013

SAMMONS FINANCIAL NETWORK, LLC (WEST DES MOINES IA)

WA

02/10/2011 - 12/20/2011

SYMETRA INVESTMENT SERVICES, INC. (BELLEVUE WA)

PA

11/04/1999 - 12/01/2010

DIRECTED SERVICES LLC (WEST CHESTER PA)

DE

06/30/2000 - 09/06/2000

ING FUNDS DISTRIBUTOR, INC. (WILMINGTON DE)

DE

04/20/1999 - 08/25/1999

WILMINGTON BROKERAGE SERVICES COMPANY (WILMINGTON DE)

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Licenses & Designations

IA

Issued 12/30/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/29/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Eric Talley.
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