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Scott Eric Schondau

Ascent Capital Partners, LLC

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About Scott Eric Schondau

Scott Eric Schondau is an Investment Advisor Representative at Ascent Capital Partners, LLC, based in Dallas, Texas. Scott is a highly experienced financial professional with a proven track record of success in the industry. Scott has worked with a wide range of clients, including individuals, families, and institutions. Scott holds a Series 7, Series 63 and Series 65 licenses. In addition to providing investment advice, Scott offers financial planning services. Scott's commitment to providing clients with personalized attention and a deep understanding of their financial goals has enabled Scott to build strong relationships with clients.

Firm Information

Scott Schondau is currently registered with Ascent Capital Partners, LLC. Ascent Capital Partners, LLC is an investment advisor with 1 licensed agent and 3 investment advisor representatives. The firm manages approximately $65,966,756 in assets, primarily for high-net-worth individuals and pooled investment vehicles. They offer financial planning, portfolio management for individuals and pooled investment vehicles, and selection of other advisors.

$65.97M

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Scott Schondau’s Registration & Firm History

TX

04/01/2024 - Present

Ascent Capital Partners, LLC (DALLAS TX)

TX

09/06/2016 - 12/06/2016

RAYMOND JAMES & ASSOCIATES, INC. (Dallas TX)

TX

06/24/2015 - 09/06/2016

DEUTSCHE BANK SECURITIES INC. (DALLAS TX)

TX

05/29/2009 - 01/15/2015

GUGGENHEIM SECURITIES, LLC (IRVING TX)

TX

02/07/2003 - 08/27/2008

BEAR, STEARNS & CO. INC. (DALLAS TX)

TX

02/03/2003 - 02/10/2003

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

TX

07/20/2000 - 02/03/2003

SERVICE ASSET MANAGEMENT COMPANY (AUSTIN TX)

TX

05/14/1998 - 09/01/2000

SERVICE ASSET MANAGEMENT COMPANY (DALLAS TX)

TX

01/09/1996 - 02/02/1998

PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)

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Licenses & Designations

IA

Issued 02/22/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/17/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/06/2016

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/08/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Scott Eric Schondau.
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