Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Romine is a financial advisor with over 28 years of experience in the financial services industry. Scott is currently registered with Jackson National Life Distributors LLC and has previously held positions with INVEST FINANCIAL CORPORATION, INVESTMENT CENTERS OF AMERICA, INC., SII INVESTMENTS, INC., NATIONAL PLANNING CORPORATION, and Westplan Investments. Scott holds several licenses and certifications, including Series 7, 24, 63, 65, 66 and SIE. Scott is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
12/06/2010 - Present
Jackson National Life Distributors LLC (FRANKLIN TN)
WI
09/20/2016 - 08/27/2018
INVEST FINANCIAL CORPORATION (APPLETON WI)
WI
09/20/2016 - 08/27/2018
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
WI
09/20/2016 - 08/27/2018
SII INVESTMENTS, INC. (APPLETON WI)
TN
08/22/2016 - 08/27/2018
NATIONAL PLANNING CORPORATION (Franklin TN)
CA
05/24/2007 - 12/17/2010
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
TN
10/01/1997 - 05/25/2007
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
CA
12/16/1998 - 12/31/2003
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
NA
06/27/1996 - 09/15/1997
PASADENA FUND SERVICES, INC.
AZ
03/05/1996 - 06/13/1996
SPELMAN & CO., INC. (PHOENIX AZ)
CA
08/15/1995 - 03/13/1996
WESTPLAN INVESTMENTS (IRVINE CA)
NY
12/18/1992 - 07/20/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 02/25/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/17/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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